NyandriaSmith5659 NyandriaSmith5659
  • 24-05-2022
  • Business
contestada

Under the Uniform Securities Act, a person who has no place of business in a State, and who transacts securities business only with financial institutions in that State, is:

Respuesta :

jayilych4real
jayilych4real jayilych4real
  • 24-05-2022

Answer:

Excluded from definition of a broker-dealer and need not register

Answer Link

Otras preguntas

What volume will 7.29 moles of CO2 gas occupy at STP?
Problems associated with a declining population size include _____.
160 feet of lumber at $2.49 per foot
Read the passage. In your own words, explain how the central conflict leads Millicent to change
find the distance between the points (4, 4) and (-3, 5)
what is x in this problem? someone please help
RS = 5x – 10. MN = 2x + 20 What is the answer and show work
A place where people gathered to discuss philosophy
Describe a situation where you could properly conclude that a set of data is precise but not accurate.
What was Voltaire’s view with the social contract? How did he feel about it? Did he agree or disagree?